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Nebraska Supreme Court

Lincoln, Nebraska

Woodsonia Real Estate Inc

Omaha, Nebraska

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Dodge County Attorney’s Office

Fremont, Nebraska

Cheyenne County Attorney's Office

Sidney, Nebraska

Smith, King & Simmons P.C.

Gordon, Nebraska

American Freedom Insurance Company

Mount Prospect, Illinois

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Brown Immigration Law

Columbus, Ohio

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Hinshaw & Culbertson

Phoenix, Arizona

Retail Industry Leaders Association

Washington, D.C.

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Community Law Group, PLLC.

Nashville, Tennessee

CARFAX

Centreville , Virginia

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Law Office of Thomas V. Allen

South Plainfield, New Jersey

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Hinshaw & Culbertson

Chicago, Illinois

Plymouth County Attorney's Office

Le Mars, Iowa

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Moore & Van Allen, PLLC

Charlotte, North Carolina

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Moore & Van Allen, PLLC

Charlotte, North Carolina

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Green | Evans-Schroeder, PLLC

Tucson, Arizona

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Green Evans-Schroeder, PLLC

Tucson, Arizona

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Hernandez Global

PHOENIX, Arizona

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The Lovely Law Firm Injury Lawyers

Myrtle Beach, South Carolina

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Senior Litigation Counsel, Enforcement
The Senior Litigation Counsel works under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC).     Essential Job Functions: Represent FINRA in a first or second chair capacity in complex disciplinary proceedings involving violations of the federal securities laws, FINRA and NASD Rules, Municipal Securities Rulemaking Board (MSRB) rules, and other self-regulatory organization (SRO) rules. Represent FINRA in a first chair capacity in non-disciplinary hearings and litigation arising out of expedited proceedings, statutory disqualification decisions, membership applicatio


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